# Regulatory Disclosure Delivery & Acknowledgment — Financial Services AI agent | Mihu AI

Financial Services · Compliance

# Regulatory Disclosure Delivery & Acknowledgment

Deliver required regulatory disclosures and capture acknowledgment reliably.

Set up this outcome

## Apps this needs

CRM Salesforce, HubSpot or your local CRM for leads & contacts. Connect during setup

Inbound Email Let the agent read and answer email enquiries. Connect during setup

## How it works

Sends the required disclosure to all affected clients per the regulatory trigger, via the CRM.

Tracks acknowledgment/receipt where required and sends follow-up to those who haven't confirmed.

Escalates any account that can't confirm receipt within the regulatory window to compliance.

Maintains a complete audit trail of delivery and acknowledgment for regulatory examination purposes.

## Data sources

CRM client list Regulatory disclosure requirements and deadlines

## What it targets

Required disclosures delivered within the regulatory deadline Target 100%

Acknowledgment captured where required Target 95%